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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tryon | NC | 03/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tryon | NC | 11/2016 | 03/2020 |
| Lpl Financial Llc | Tryon | NC | 04/2020 | Present |
1) 04/01/20- Ashworth Financial Group - DBA for LPL Business (entity for LPL business)-Inv. Related- Tryon, NC -100% 2) 04/01/20- Notary Public - Inv. Related- Tryon, NC- start date 3/2015- 1hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-02 |
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