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Lisa Page Murphy

LPl Financial LLC

Tryon, NC

CRD 5987828

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-04-08
  • NC RA
    APPROVED
    Since 2020-04-08

Branch Locations

493 S. Trade Street, Tryon, NC 28782 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Tryon NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tryon NC 11/2016 04/2020
Lpl Financial Llc Tryon NC 04/2020 Present
Previous Registrations
Other Businesses

1)4/1/20 - Ashworth Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Tryon, NC- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-17
  • S66 Uniform Combined State Law Examination
    2012-02-17
Other Names
  • Lisa Michelle Page

View on SEC IAPD

Nearby Firms

EDWARD JONES
ADVISORY SERVICES NETWORK
THE AMERIFLEX GROUP

Nearby Investors

MICHAEL KEITH ASHWORTH
Bryson Mitchell Shook
KATHERYN LEE GORDON

Nearby Offices

EDWARD JONES · TRYON, NC
EDWARD JONES · LANDRUM, SC
EDWARD JONES · LANDRUM, SC

More in Tryon, NC

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