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Lisa Page Murphy

LPl Financial LLC

Tryon, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-04-08
  • NC RA
    APPROVED
    Since 2020-04-08

Branch Locations

493 S. Trade Street, Tryon, NC 28782 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Tryon NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tryon NC 11/2016 04/2020
Lpl Financial Llc Tryon NC 04/2020 Present
Previous Registrations
Other Businesses

1)4/1/20 - Ashworth Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Tryon, NC- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-17
  • S66 Uniform Combined State Law Examination
    2012-02-17
Other Names
  • Lisa Michelle Page

View on SEC IAPD

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Other Offices

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