Joshua Alan Zimmerman

Current Employers

Employment History

• 05/2014 → 10/2017
  Principal Life Insurance Company
  Tampa, FL
• 05/2014 → 10/2017
  Princor Financial Services Corporation
  Tampa, FL
• 10/2014 → 10/2017
  Excalibur Financial Group
  Tampa, FL
• 11/2017 → Present
  Lpl Financial, Llc
  Tampa, FL
• 11/2017 → Present
  Psi Advisors, Llc
  Tampa, FL

Previous Registrations

• 2017-11-27 → 2018-12-31
  Psi Advisors, Llc
  Tampa, FL
• 2017-02-20 → 2017-11-21
  Principal Securities, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

1. 11/15/2017 - NON-VARIABLE INSURANCE/ Investment Related - At Reported Business Location(s) - Start Date 11/06/2017 - 10 hours per month 2. 11/15/2017 - EATON FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ Investment Related - At Reported Business Location(s) - Start Date 11/06/2017 - 160 hours per month/ 8 hours during trading 3. 01/05/2018 - PSI Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/07/2017 - 80 Hours Per Month / 0 Hours During Trading - 50% Time Spent - I provide investment advisory services through PSI Advisors, LLC, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/2/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/16/2018 - 20 Hours Per Month During Securities Trading - Ash Brokerage is a General Agent for fixed business.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-02-28
• S65 Uniform Investment Adviser Law Examination
  2017-02-16