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Inactive

Thao Da Pham

Summitry, LLC

San Mateo, CA

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Current Employers
Summitry, Llc

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-13
  • CA RA
    APPROVED
    Since 2024-12-13

Branch Locations

1850 Gateway Drive, Suite 100, San Mateo, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stavis And Cohen Financial Houston TX 07/2015 08/2018
Fsc Securities Corp Atlanta GA 08/2015 11/2018
Stavis & Cohen Financial Houston TX 01/2016 11/2018
Golub Group, Llc San Mateo CA 11/2018 Present
  • 07/2015 → 08/2018
    Stavis And Cohen Financial
    Houston, TX
  • 08/2015 → 11/2018
    Fsc Securities Corp
    Atlanta, GA
  • 01/2016 → 11/2018
    Stavis & Cohen Financial
    Houston, TX
  • 11/2018 → Present
    Golub Group, Llc
    San Mateo, CA
Previous Registrations
  • 2016-01-21 → 2018-11-21
    Scf Private Wealth Holdings, Llc
    Houston, TX
  • 2015-09-03 → 2015-12-31
    Fsc Securities Corporation
    Houston, TX
    East Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02
Designations
Other Names
  • Thao D Pham
  • Mandy Pham

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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