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Matthew Thomas Hickes

Edelman Financial Engines

Oakbrook Terrace, IL

Fairfax, VA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-23
TX RA APPROVED_RES 2018-11-01
VA RA APPROVED 2018-11-01
  • IL RA
    APPROVED
    Since 2021-03-23
  • TX RA
    APPROVED_RES
    Since 2018-11-01
  • VA RA
    APPROVED
    Since 2018-11-01

Branch Locations

1 Tower Lane Suite 1950, Oakbrook Terrace, IL 60181 • United States

4000 Legato Road 8Th Floor, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 07/2013 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 08/2021
Financial Engines Advisors L.L.C. Santa Clara CA 08/2021 Present
  • 07/2013 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 08/2021
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 08/2021 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2013-07-09 → 2018-11-01
    Edelman Financial Services, Llc
    Fairfax, VA
    Tysons Corner, VA
  • 2013-07-01 → 2013-07-24
    Financial Engines Advisor Center, Llc
    Overland Park, KS
  • 2007-11-22 → 2013-07-02
    The Mutual Fund Store
    Vienna, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-16
S65 Uniform Investment Adviser Law Examination 2007-11-21
  • S63 Uniform Securities Agent State Law Examination
    2013-08-16
  • S65 Uniform Investment Adviser Law Examination
    2007-11-21
Other Names
  • Matt Thomas Hickes

View on SEC IAPD

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Other Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
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