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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duda Farm Llc | Omaha | NE | 01/2000 | 05/2019 |
| Foresters Financial | Omaha | NE | 05/2014 | 06/2019 |
| Self | Omaha | NE | 10/2016 | 10/2017 |
| Cetera Investment Services Llc | Ralston | NE | 06/2019 | Present |
| Cetera Investment Advisers Llc | Omaha | NE | 05/2022 | Present |
1) DUDA FOR COUNTY BOARD, VOLUNTEER FOR LOCAL COUNTY BOARD CAMPAIGN, WALK IN PARADE, DOOR TO DOOR, MAKE MAILERS, STAFF CHECK IN TABLES, CALL VOTERS 2) FARM HAND FOR DUDA FARM LLC 3) YOUTH SOCCER COACH FOR YMCA OF GREATER OMAHA; 2 HRS/WK 4) HOUSE PLANT SALES AND MAINTENANCE, 50% OWNER, 2-5/HRS/WK 5) OWM INC, DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-12 |
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