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Timothy C Hale

Hale Financial Solutions, LLC

Afton, WY

CRD 5128294

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Employer firm

Hale Financial Solutions, LLC CRD 284620

$27.1M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Hale Financial Solutions, Llc

80 East 1St Avenue, Afton, WY 83110 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-10-12
  • WY RA
    APPROVED
    Since 2017-10-12

Branch Locations

80 East 1St Avenue, Afton, WY 83110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hometown Title Afton WY 07/2016 Present
Hale Financial Solutions Afton WY 07/2016 Present
  • 07/2016 → Present
    Hometown Title
    Afton, WY
  • 07/2016 → Present
    Hale Financial Solutions
    Afton, WY
Previous Registrations
Other Businesses

StarValleyWY.com Not investment related 46 West 3rd Avenue Co-owner Start Date: 07/2017 6 hours/month 0 hours during trading hours I help maintain the website, create content, and market the site to advertisers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-30
S63 Uniform Securities Agent State Law Examination 2006-06-16
  • S66 Uniform Combined State Law Examination
    2010-11-30
  • S63 Uniform Securities Agent State Law Examination
    2006-06-16
Other Names
  • Tim C Hale

View on SEC IAPD

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