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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-01-06
GA RA APPROVED 2015-08-19
  • SC RA
    APPROVED
    Since 2021-01-06
  • GA RA
    APPROVED
    Since 2015-08-19

Branch Locations

311 Johnny Mercer Blvd, Savannah, GA 31410 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Savannah GA 05/2014 11/2016
Wells Fargo Bank Na Savannah GA 03/2013 Present
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
  • 05/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Savannah, GA
  • 03/2013 → Present
    Wells Fargo Bank Na
    Savannah, GA
  • 11/2016 → Present
    Savannah, GA
Other Businesses

DERRICK LANDING HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; SAVANNAH,GA; BOARD MEMBER; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO ENSURE THAT ALL OF THE WORK BY THE OFFICERS OF THE HOA ARE COMPLETED AND ARE WITHIN THE HOA GUIDELINES. POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; SAVANNAH, GA; START DATE 6/26/2020; 0 HRS PER MONTH. UBER, NOT INVT RELATED, SAN FRANCISCO, DRIVER, START DATE 3/14/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, DRIVING PASSENGERS. UBER EATS, NOT INVT RELATED, SAN FRANCISCO, DRIVER, START DATE 3/14/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER FOOD. DOORDASH, NOT INVT RELATED, SAN FRANCISCO, DRIVER, START DATE 3/14/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER FOOD. LYFT, NOT INVT RELATED, SAN FRANCISCO, DRIVER, START DATE 3/14/2022, 20 HRS PER MONTH, 0 HRS DURING TRADING, DRIVING PASSENGERS. HARSHIL PATEL ADS, NOT INVT RELATED, SAVANNAH, GA, 100% OWNERSHIP, START DATE 4/30/2024, 0-3 HRS PER MONTH, 0 HRS DURING TRADING, REPRESENT CHILD TO AD AGENCY FOR TOYS. RENTAL PROPERTY - SPOONBILL ; INV RELATED; SAVANNAH,GA; RENT;100% OWNERSHIP; START DATE: 12/10/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| TBD / CONVENIENCE STORE / GAS STATION ; NOT INV RELATED;SAVANNAH,GA; RETAIL ;100% OWNERSHIP; START DATE: 07/24/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-18
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S65 Uniform Investment Adviser Law Examination
    2015-08-18
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09
Other Names
  • Harshil R Patel

View on SEC IAPD

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