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Leslie Francis Klug

Osaic Wealth, Inc.

Great Bend, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-17
KS RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2025-04-17
  • KS RA
    APPROVED
    Since 2024-01-19

Branch Locations

1015 Mckinley St, Great Bend, KS 67530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 07/2014 03/2019
Francis Enterprises, Inc Great Bend KS 12/2013 Present
Club 1 Fitness Great Bend KS 04/2014 Present
Questar Asset Management Minneapolis MN 06/2016 03/2019
Woodbury Financial Services, Inc. Great Bend KS 03/2019 01/2024
Woodbury Financial Services, Inc. Great Bend KS 03/2019 01/2024
Osaic Wealth, Inc. Great Bend KS 01/2024 Present
  • 07/2014 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2013 → Present
    Francis Enterprises, Inc
    Great Bend, KS
  • 04/2014 → Present
    Club 1 Fitness
    Great Bend, KS
  • 06/2016 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Great Bend, KS
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Great Bend, KS
  • 01/2024 → Present
    Great Bend, KS
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Great Bend, KS
  • 2016-06-27 → 2019-03-01
    Questar Asset Management, Inc.
    Great Bend, KS
    Minneapolis, MN
    Great Bend, KS
Other Businesses

1) FRANCIS FINANCIAL SERVICES POSITION: Insurance Agent NATURE: Self INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/14/2014 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Licensed Life Insurance Agent 2) FRANCIS ENTERPRISES, INC. POSITION: Controller NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/30/2014 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Controller of the Company - book keeping and management 3) CORROSION DC, INC POSITION: Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Treasurer for Corrosion DC. Oversee the accounting and finances of the company from a high level. Review corporate financial statements 4) RELATIVE INVESTMENT COMAPNY POSITION: Treasuruer NATURE: Relative Investment Co is a passive entity that invests in Oil and Gas Leases. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2022 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: I help with the books and records, accounting, of the entity. 5) HOLY FAMILY SCHOOL FOUNDATION POSITION: General Board Member NATURE: I am a general board member for the Holy Family School Foundation. This was established to raise money to help the school. There is one annual dinner fundraiser. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 4200 Broadway Ave, Great Bend KS 67530, United States DESCRIPTION: I help plan an annual dinner which is a fundraiser.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-24
S63 Uniform Securities Agent State Law Examination 2014-08-25
  • S65 Uniform Investment Adviser Law Examination
    2016-06-24
  • S63 Uniform Securities Agent State Law Examination
    2014-08-25
Other Names
  • Leslie Ann Francis
  • Leslie Ann Francis

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