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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-17 |
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 07/2014 | 03/2019 |
| Francis Enterprises, Inc | Great Bend | KS | 12/2013 | Present |
| Club 1 Fitness | Great Bend | KS | 04/2014 | Present |
| Questar Asset Management | Minneapolis | MN | 06/2016 | 03/2019 |
| Woodbury Financial Services, Inc. | Great Bend | KS | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Great Bend | KS | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Great Bend | KS | 01/2024 | Present |
1) FRANCIS FINANCIAL SERVICES POSITION: Insurance Agent NATURE: Self INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/14/2014 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Licensed Life Insurance Agent 2) FRANCIS ENTERPRISES, INC. POSITION: Controller NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/30/2014 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Controller of the Company - book keeping and management 3) CORROSION DC, INC POSITION: Treasurer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2017 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: Treasurer for Corrosion DC. Oversee the accounting and finances of the company from a high level. Review corporate financial statements 4) RELATIVE INVESTMENT COMAPNY POSITION: Treasuruer NATURE: Relative Investment Co is a passive entity that invests in Oil and Gas Leases. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2022 ADDRESS: 1015 McKinley St, Great Bend KS 67530, United States DESCRIPTION: I help with the books and records, accounting, of the entity. 5) HOLY FAMILY SCHOOL FOUNDATION POSITION: General Board Member NATURE: I am a general board member for the Holy Family School Foundation. This was established to raise money to help the school. There is one annual dinner fundraiser. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 4200 Broadway Ave, Great Bend KS 67530, United States DESCRIPTION: I help plan an annual dinner which is a fundraiser.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-25 |
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