Ryan Michael Bertrand

Current Employers

Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2024-12-02
CA	RA	APPROVED	2020-08-26

NV RA
APPROVED

Since 2024-12-02
CA RA
APPROVED

Since 2020-08-26

Branch Locations

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Modesto, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Walnut Creek	CA	08/2009	05/2020
Wells Fargo Advisors Llc	Walnut Creek	CA	08/2016	11/2016
Wells Fargo Clearing Services, Llc	Walnut Creek	CA	11/2016	05/2020
Icma-Rc Services, Llc	Washington	DC	05/2020	Present

08/2009 → 05/2020

Wells Fargo Bank Na

Walnut Creek, CA
08/2016 → 11/2016

Wells Fargo Advisors Llc

Walnut Creek, CA
11/2016 → 05/2020

Wells Fargo Clearing Services, Llc

Walnut Creek, CA
05/2020 → Present

Icma-Rc Services, Llc

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-08-25
S63	Uniform Securities Agent State Law Examination	2017-03-13

S65 Uniform Investment Adviser Law Examination

2020-08-25
S63 Uniform Securities Agent State Law Examination

2017-03-13

View on SEC IAPD

Current Employers

Missionsquare Retirement

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews