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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-13 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Hockley, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc | Houston | TX | 02/2016 | 03/2021 |
| J.P. Morgan Chase Bank | Houston | TX | 02/2016 | 03/2021 |
| Walk In Victory Properties, Llc | Houston | TX | 03/2019 | 12/2020 |
| Mass Mutual Life Insurance Co | Houston | TX | 12/2020 | 09/2022 |
| Mml Investors Services, Llc | Houston | TX | 03/2021 | 09/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 09/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 09/2022 | Present |
| Rocket Mortgage | Houston | TX | 12/2021 | 04/2024 |
1) Peak Home Finance LLC / Mortgage Loan Officer. Home mortgage originator. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0. 2) Loan Factory / Mortgage Loan Officer. Real Estate lending company. Help home buyers refinance and/or purchase new homes. 5 hours per month; 0 during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-28 |
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