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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-13
  • TX RA
    APPROVED
    Since 2022-12-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Hockley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Houston TX 02/2016 03/2021
J.P. Morgan Chase Bank Houston TX 02/2016 03/2021
Walk In Victory Properties, Llc Houston TX 03/2019 12/2020
Mass Mutual Life Insurance Co Houston TX 12/2020 09/2022
Mml Investors Services, Llc Houston TX 03/2021 09/2022
Empower Financial Services, Inc Greenwood Village CO 09/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 09/2022 Present
Rocket Mortgage Houston TX 12/2021 04/2024
  • 02/2016 → 03/2021
    J.P Morgan Securities Llc
    Houston, TX
  • 02/2016 → 03/2021
    J.P. Morgan Chase Bank
    Houston, TX
  • 03/2019 → 12/2020
    Walk In Victory Properties, Llc
    Houston, TX
  • 12/2020 → 09/2022
    Mass Mutual Life Insurance Co
    Houston, TX
  • 03/2021 → 09/2022
    Mml Investors Services, Llc
    Houston, TX
  • 09/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2022 → Present
    Greenwood Village, CO
  • 12/2021 → 04/2024
    Rocket Mortgage
    Houston, TX
Other Businesses

1) Peak Home Finance LLC / Mortgage Loan Officer. Home mortgage originator. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0. 2) Loan Factory / Mortgage Loan Officer. Real Estate lending company. Help home buyers refinance and/or purchase new homes. 5 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-12
S66 Uniform Combined State Law Examination 2022-07-22
S63 Uniform Securities Agent State Law Examination 2016-03-28
  • S65 Uniform Investment Adviser Law Examination
    2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-07-22
  • S63 Uniform Securities Agent State Law Examination
    2016-03-28
Other Names
  • Glenn Arthur Walker
  • Glenn Arthur Walker

View on SEC IAPD

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