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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-06
NC RA APPROVED 2021-01-06
OH RA APPROVED 2021-01-06
TX RA APPROVED 2017-08-22
PA RA APPROVED 2017-01-24
  • CA RA
    APPROVED
    Since 2021-01-06
  • NC RA
    APPROVED
    Since 2021-01-06
  • OH RA
    APPROVED
    Since 2021-01-06
  • TX RA
    APPROVED
    Since 2017-08-22
  • PA RA
    APPROVED
    Since 2017-01-24

Branch Locations

2200 Georgetown Drive Suite 400, Sewickley (Wexford), PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Wexford (Sewickley) PA 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-24
S63 Uniform Securities Agent State Law Examination 2017-01-12
  • S65 Uniform Investment Adviser Law Examination
    2017-01-24
  • S63 Uniform Securities Agent State Law Examination
    2017-01-12
Designations

View on SEC IAPD

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