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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-10
MO RA APPROVED 2011-06-30
  • TX RA
    APPROVED_RES
    Since 2022-03-10
  • MO RA
    APPROVED
    Since 2011-06-30

Branch Locations

825 Maryville Centre Dr Ste 210, Chesterfield, MO 63017 • United States

Saint Peters, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St. Louis MO 01/2008 03/2020
Ameriprise Financial Services, Llc Chesterfield MO 03/2020 Present
Other Businesses

Outside Employment; JCM; Financial Advisor - Financial Advising; Manage advisory business; 825 Maryville Centre Drive Ste 210, , Chesterfield, MO, 63017; Investment-Related; 10/25/2019; 60 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
  • S66 Uniform Combined State Law Examination
    2008-06-23
Other Names
  • Kelly Marie Lococo
  • Kelly Cenatiempo

View on SEC IAPD

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