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David Eugene Surles

Charles Schwab & Co., Inc.

Indianapolis, IN

Westlake, TX

CRD 6336003

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-23
  • TX RA
    APPROVED
    Since 2020-05-23

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Planning Services Addison TX 05/2014 05/2020
Usaa Financial Advisors, Inc. Addison TX 05/2014 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. Westlake TX 05/2020 Present
  • 05/2014 → 05/2020
    Usaa Financial Planning Services
    Addison, TX
  • 05/2014 → 05/2020
    Usaa Financial Advisors, Inc.
    Addison, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2014-07-16
  • S65 Uniform Investment Adviser Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2014-07-16

View on SEC IAPD

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