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Joseph D Warren

Financial Planning Hq, LLC

San Antonio, TX

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Current Employers
Financial Planning Hq, Llc

13526 George Rd. Suite 208, San Antonio, TX 78230 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-09

Branch Locations

13526 George Rd. Suite 208, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc San Antonio TX 05/2014 03/2017
Mml Investors Services, Llc San Antonio TX 03/2017 05/2018
Massmutual Life Insurance Company San Antonio TX 07/2016 05/2018
Lincoln Financial Securities, Inc San Antonio TX 05/2018 09/2022
Financial Planning Hq, Llc San Antonio TX 09/2022 Present
  • 05/2014 → 03/2017
    Metlife Securities Inc
    San Antonio, TX
  • 03/2017 → 05/2018
    San Antonio, TX
  • 07/2016 → 05/2018
    Massmutual Life Insurance Company
    San Antonio, TX
  • 05/2018 → 09/2022
    Lincoln Financial Securities, Inc
    San Antonio, TX
  • 09/2022 → Present
    San Antonio, TX
Previous Registrations
  • 2018-05-25 → 2022-09-07
    Osaic Fs, Inc.
    San Antonio, TX
  • 2017-03-25 → 2018-05-30
    San Antonio, TX
  • 2014-10-22 → 2017-03-25
    Msi Financial Services, Inc.
    San Antonio, TX
Other Businesses

1) INSURANCE LICENSED; 6730 FREEDOM HILLS, SAN ANTONIO, TX 78242; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFER TRADITIONAL LIFE INSURANCE AND FIXED ANNUITIES; START DATE: 5/2018; HOURS PER MONTH: 15; HOURS PER MONTH DURING TRADING HOURS. 2. JOSEPH WARREN; SAN ANTONIO, TX; CATEGORY: RETAIL INDUSTRY; INVESTMENT-RELATED: NO; TITLE: SELF; DUTIES: BUY USED ITEMS AND SELL ONLINE; START DATE: 12/2018; HOURS PER MONTH: 8; HOURS PER MONTH DURING TRADING HOURS: 0. 3. JOSEPH WARREN; SAN ANTONIO, TX; CATEGORY: VENDING MACHINE SERVICES; INVESTMENT-RELATED: NO; TITLE: FOUNDER/OWNER; DUTIES: FILL UP VENDING MACHINGS, COLLECT MONEY; START DATE: 01/2023; HOURS PER MONTH (ALL DURING SECURITIES TRADING HOURS): 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-28
  • S66 Uniform Combined State Law Examination
    2014-08-28

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