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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-08 |
| TX | RA | APPROVED_RES | 2025-08-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities, Llc | Livermore | CA | 03/2014 | 11/2024 |
| Pnc Investments | Stockton | CA | 11/2024 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | Walnut Creek | CA | 01/2012 | 11/2024 |
| J.P. Morgan Securities Llc | Lodi | CA | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Lodi | CA | 07/2025 | Present |
| The Pnc Financial Services/Pnc Bank | Stockton | CA | 11/2024 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-02 |
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