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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-02
OR RA APPROVED 2019-03-11
WA RA APPROVED 2019-01-17
  • CA RA
    APPROVED
    Since 2021-03-02
  • OR RA
    APPROVED
    Since 2019-03-11
  • WA RA
    APPROVED
    Since 2019-01-17

Branch Locations

2313 Se 82Nd Ave, Portland, OR 97216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Portland OR 05/2014 Present
Pacific Cosmetic Inc. Portland OR 12/2001 Present
Tiffany Kim Insurance Agency Portland OR 12/2014 Present
State Farm Investment Management Corp. Portland OR 11/2018 Present
  • 05/2014 → Present
    State Farm Vp Management Corp
    Portland, OR
  • 12/2001 → Present
    Pacific Cosmetic Inc.
    Portland, OR
  • 12/2014 → Present
    Tiffany Kim Insurance Agency
    Portland, OR
  • 11/2018 → Present
    Portland, OR
Other Businesses

1) Tiffany Kim's Insurance Agency; Insurance Agency; Investment-related; 2313 SE 82nd Ave Portland, OR 97216-1413; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2014; 80; 80; Service customers and supervise employees 2) Pacific Cosmetics, Inc; Investment-Related; 6750 NE Broadway St Portland or 97213; Retail; President; 11/20/2001; 4hrs; Review bank statements; pay bills/cosigner on checking account; training spouse to take over the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-17
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S65 Uniform Investment Adviser Law Examination
    2019-01-17
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09
Other Names
  • Thuhuong Nguyen Pham

View on SEC IAPD

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