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Matt William Mccarthy

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Waunakee, WI

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-26
  • WI RA
    APPROVED
    Since 2025-09-26

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Waunakee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank St. Paul MN 07/2017 09/2018
Genesis Mining Ltd Wanchai 02/2018 09/2018
Lyft San Francisco CA 01/2018 12/2018
Thomas Horky Middleton WI 02/2019 09/2019
Northwestern Mutual Investment Services Llc Middleton WI 01/2019 09/2019
Us Bancorp Saint Paul MN 04/2014 09/2018
Majestic Floors And More Llc Waunakee WI 10/2018 12/2018
Steven Penn Middleton WI 02/2019 09/2019
U.S. Bancorp Investments, Inc. Waunakee WI 10/2019 Present
U.S. Bank Waunakee WI 10/2023 Present
U.S. Bancorp Advisors, Llc. Waunakee WI 09/2025 Present
  • 07/2017 → 09/2018
    U.S. Bank
    St. Paul, MN
  • 02/2018 → 09/2018
    Genesis Mining Ltd
    Wanchai
  • 01/2018 → 12/2018
    Lyft
    San Francisco, CA
  • 02/2019 → 09/2019
    Thomas Horky
    Middleton, WI
  • 01/2019 → 09/2019
    Northwestern Mutual Investment Services Llc
    Middleton, WI
  • 04/2014 → 09/2018
    Us Bancorp
    Saint Paul, MN
  • 10/2018 → 12/2018
    Majestic Floors And More Llc
    Waunakee, WI
  • 02/2019 → 09/2019
    Steven Penn
    Middleton, WI
  • 10/2019 → Present
    U.S. Bancorp Investments, Inc.
    Waunakee, WI
  • 10/2023 → Present
    U.S. Bank
    Waunakee, WI
  • 09/2025 → Present
    U.S. Bancorp Advisors, Llc.
    Waunakee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
  • S66 Uniform Combined State Law Examination
    2015-03-30
Other Names
  • Matt William Mccarthy
  • Matt Mccarthy

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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