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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-30
MD RA APPROVED 2020-10-19
  • TX RA
    APPROVED_RES
    Since 2025-07-30
  • MD RA
    APPROVED
    Since 2020-10-19

Branch Locations

1410 Forest Dr Ste 30 Clock Tower Place, Annapolis, MD 21403-1446 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Annapolis MD 05/2014 Present
Hats And The Belfry Millersville MD 10/2017 01/2019
Lyons & Sucher Arlington VA 10/2017 01/2019
James Madison University Harrisonburg VA 09/2016 05/2017
James Madison University Harrisonburg VA 08/2013 05/2017
Tribe Cycle Annapolis/Baltimore MD 10/2022 10/2023
  • 05/2014 → Present
    Annapolis, MD
  • 10/2017 → 01/2019
    Hats And The Belfry
    Millersville, MD
  • 10/2017 → 01/2019
    Lyons & Sucher
    Arlington, VA
  • 09/2016 → 05/2017
    James Madison University
    Harrisonburg, VA
  • 08/2013 → 05/2017
    James Madison University
    Harrisonburg, VA
  • 10/2022 → 10/2023
    Tribe Cycle
    Annapolis/Baltimore, MD
Other Businesses

1)06/20/2019 - Blue Heron Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-17
  • S66 Uniform Combined State Law Examination
    2020-10-17

View on SEC IAPD

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