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Nicole Mandich

Raymond James & Associates, Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-20
  • FL RA
    APPROVED
    Since 2019-12-20

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hollywood CA 07/2014 01/2017
First Entertainment Credit Union Hollywood CA 07/2014 11/2017
Securities America, Inc. Hollywood CA 01/2017 11/2017
Securities America Advisors Hollywood CA 01/2017 11/2017
Self Woodland Hills CA 12/2017 06/2018
Raymond James And Associates Los Angeles CA 06/2018 Present
  • 07/2014 → 01/2017
    Lpl Financial
    Hollywood, CA
  • 07/2014 → 11/2017
    First Entertainment Credit Union
    Hollywood, CA
  • 01/2017 → 11/2017
    Securities America, Inc.
    Hollywood, CA
  • 01/2017 → 11/2017
    Securities America Advisors
    Hollywood, CA
  • 12/2017 → 06/2018
    Self
    Woodland Hills, CA
  • 06/2018 → Present
    Raymond James And Associates
    Los Angeles, CA
Previous Registrations
  • 2017-01-24 → 2017-10-16
    Securities America Advisors, Inc.
    Hollywood, CA
  • 2014-12-18 → 2017-01-26
    Lpl Financial Llc
    Hollywood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2014-12-17

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

More in Coral Gables, FL

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