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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-12 |
| FL | RA | APPROVED | 2014-07-07 |
| NJ | RA | APPROVED | 2002-07-29 |
Branch Locations
990 Raritan Rd Ste A, Clark, NJ 07066 • United States
1290 Weston Rd Ste 200, Weston, FL 33326 • United States
Parkland, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edison | NJ | 11/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Clark | NJ | 03/2020 | Present |
Real Estate Ownership; Commercial; 990 Raritan Road, , Clark, NJ, 7066; Not Investment-Related; 09/13/2018 / Commercial; 5401 N University Dr, Suite 204, Coral Springs, FL, 33067; Not Investment-Related; 06/30/2026. Independent Insurance Brokering; Aetna Health; 02/01/2023; / Delta Dental Individual; 11/25/2019; / Horizon Blue Cross Blue Shield; 02/01/2009; / MetLife; 05/14/2013; / Options Plus; 03/01/2023; / Oxford/United Healthcare; 01/01/2010; Group / Principal Life Insurance Company; 09/01/2015; / United American Medicare; 09/01/2015; / United of Omaha; 01/01/2013; . Business Ownership; Arias Realty, LLC; Owner; Real Estate Holding; 990 Raritan Road, Ste D, , Clark, NJ, 07066; Not Investment-Related; 08/09/2018; 10 to 19 hours per month; 10 to 19 during trading hours / Carlos Arias (Sole Proprietor); Owner; Payroll; 990 Raritan Road, Suite A, , Clark, NJ, 07066; Not Investment-Related; 01/15/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Executive Resources, LLC; Owner; Administrative Services; 990 Raritan Road, Suite A, , Clark, NJ, 07066; Not Investment-Related; 09/01/2012; 60 hours per month; 1 to 9 during trading hours / Executive Realty Holdings, LLC; Owner; Establishing LLC to Hold Real Estate; 5401 N University Dr #3-212, , Coral Springs, FL, 33067; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Executive Realty Holdings, LLC; Owner; Real Estate; 5401 N University Dr #3-212, , Coral Springs, FL, 33067; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-23 |
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