Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-12
FL RA APPROVED 2014-07-07
NJ RA APPROVED 2002-07-29
  • TX RA
    APPROVED_RES
    Since 2018-10-12
  • FL RA
    APPROVED
    Since 2014-07-07
  • NJ RA
    APPROVED
    Since 2002-07-29

Branch Locations

990 Raritan Rd Ste A, Clark, NJ 07066 • United States

1290 Weston Rd Ste 200, Weston, FL 33326 • United States

Parkland, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edison NJ 11/1998 03/2020
Ameriprise Financial Services, Llc Clark NJ 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 990 Raritan Road, , Clark, NJ, 7066; Not Investment-Related; 09/13/2018 / Commercial; 5401 N University Dr, Suite 204, Coral Springs, FL, 33067; Not Investment-Related; 06/30/2026. Independent Insurance Brokering; Aetna Health; 02/01/2023; / Delta Dental Individual; 11/25/2019; / Horizon Blue Cross Blue Shield; 02/01/2009; / MetLife; 05/14/2013; / Options Plus; 03/01/2023; / Oxford/United Healthcare; 01/01/2010; Group / Principal Life Insurance Company; 09/01/2015; / United American Medicare; 09/01/2015; / United of Omaha; 01/01/2013; . Business Ownership; Arias Realty, LLC; Owner; Real Estate Holding; 990 Raritan Road, Ste D, , Clark, NJ, 07066; Not Investment-Related; 08/09/2018; 10 to 19 hours per month; 10 to 19 during trading hours / Carlos Arias (Sole Proprietor); Owner; Payroll; 990 Raritan Road, Suite A, , Clark, NJ, 07066; Not Investment-Related; 01/15/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Executive Resources, LLC; Owner; Administrative Services; 990 Raritan Road, Suite A, , Clark, NJ, 07066; Not Investment-Related; 09/01/2012; 60 hours per month; 1 to 9 during trading hours / Executive Realty Holdings, LLC; Owner; Establishing LLC to Hold Real Estate; 5401 N University Dr #3-212, , Coral Springs, FL, 33067; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Executive Realty Holdings, LLC; Owner; Real Estate; 5401 N University Dr #3-212, , Coral Springs, FL, 33067; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-23
  • S63 Uniform Securities Agent State Law Examination
    1998-12-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clark, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor