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Katie Marie Voller Rubio

Morgan Stanley

Seattle, WA

Gig Harbor, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-24
WA RA APPROVED 2016-05-24
  • TX RA
    APPROVED_RES
    Since 2020-09-24
  • WA RA
    APPROVED
    Since 2016-05-24

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Gig Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Seattle WA 04/2014 Present
  • 04/2014 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
Other Businesses

*411203 - The Middling Mercantile; Investment related - Yes; Gig Harbor, Washington; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 12; All of the above in previous menu. This will be a small online shop offering crafted/homemade goods and reselling of antiques.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-24
  • S66 Uniform Combined State Law Examination
    2016-05-24
Other Names
  • Katie Marie Voller

View on SEC IAPD

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