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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-10-12
TX RA APPROVED 2016-03-23
GA RA APPROVED 2016-03-18
  • SC RA
    APPROVED
    Since 2016-10-12
  • TX RA
    APPROVED
    Since 2016-03-23
  • GA RA
    APPROVED
    Since 2016-03-18

Branch Locations

933 Broad St, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Augusta GA 04/2014 Present
Other Businesses

I*1525260 For profit or not for profit: Entity For Profit Name of outside business organization: Rev Investment related: N Address of business: Austin, Texas, 78703, United States Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/9/2023 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Rev is a transcription service. I would just be a 1099 contractor transcribing submitted audio/video on my own time. That transcription is then sent back to the customer who paid to have it transcribed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-16
  • S66 Uniform Combined State Law Examination
    2016-03-16
Other Names
  • Lacey Elaine Brock
  • Lacey Elaine Price

View on SEC IAPD

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