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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-08-29

Branch Locations

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

1138 N Alma Rd School Rd, Mesa, AZ 85201 • United States

Public Safety Financial/Galloway

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-05-28
  • AZ RA
    APPROVED
    Since 2014-05-28

Branch Locations

1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avra Valley Fire District Marana AZ 04/2010 Present
Three Points Fire District Tucson AZ 04/2010 Present
Modern Wealth Management, Llc Mesa AZ 08/2025 Present
Galloway Asset Management, Llc Mesa AZ 01/2014 Present
  • 04/2010 → Present
    Avra Valley Fire District
    Marana, AZ
  • 04/2010 → Present
    Three Points Fire District
    Tucson, AZ
  • 08/2025 → Present
    Mesa, AZ
  • 01/2014 → Present
    Galloway Asset Management, Llc
    Mesa, AZ
Other Businesses

The name of the other business: AVRA VALLEY FIRE DISTRICT / THREE POINTS FIRE DISTRICT: Whether the business is investment-related: It is not investment-related: The address of the other business: 15790 W SILVERBELL RD, MARANA AZ, 85653/10351 S SASABE RD, TUCSON AZ, 85736 : The nature of the other business: These two government businesses are rural fire districts: Your position, title, or relationship with the other business: Fire Chief and CEO of both fire districts : The start date of your relationship: Employment at AVRA VALLEY FD began in April 2010 and Employment at THREE POINTS FD began in July 2021: The approximate number of hours/month you devote to the other business: I average 160 hours per month: The number of hours you devote to the other business during securities trading hours: Nearly all of these hours fall within securities trading hours: Briefly describe your duties relating to the other business: My duties involve managing the budgets and operations of both fire districts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-31
  • S65 Uniform Investment Adviser Law Examination
    2014-03-31
Other Names
  • Brian Delfs

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