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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma Rd School Rd, Mesa, AZ 85201 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2014-05-28 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avra Valley Fire District | Marana | AZ | 04/2010 | Present |
| Three Points Fire District | Tucson | AZ | 04/2010 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
| Galloway Asset Management, Llc | Mesa | AZ | 01/2014 | Present |
The name of the other business: AVRA VALLEY FIRE DISTRICT / THREE POINTS FIRE DISTRICT: Whether the business is investment-related: It is not investment-related: The address of the other business: 15790 W SILVERBELL RD, MARANA AZ, 85653/10351 S SASABE RD, TUCSON AZ, 85736 : The nature of the other business: These two government businesses are rural fire districts: Your position, title, or relationship with the other business: Fire Chief and CEO of both fire districts : The start date of your relationship: Employment at AVRA VALLEY FD began in April 2010 and Employment at THREE POINTS FD began in July 2021: The approximate number of hours/month you devote to the other business: I average 160 hours per month: The number of hours you devote to the other business during securities trading hours: Nearly all of these hours fall within securities trading hours: Briefly describe your duties relating to the other business: My duties involve managing the budgets and operations of both fire districts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
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