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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-07-28 |
| MA | RA | APPROVED | 2024-11-29 |
| MT | RA | APPROVED | 2024-05-07 |
| IL | RA | APPROVED | 2024-04-22 |
| DE | RA | APPROVED | 2024-04-17 |
| FL | RA | APPROVED | 2024-04-16 |
| ME | RA | APPROVED | 2024-04-16 |
| NM | RA | APPROVED | 2024-04-16 |
| RI | RA | APPROVED | 2024-04-16 |
| AK | RA | APPROVED | 2024-04-15 |
| IA | RA | APPROVED | 2024-04-15 |
| MN | RA | APPROVED | 2024-04-15 |
| NJ | RA | APPROVED | 2024-04-15 |
| TX | RA | APPROVED_RES | 2024-04-15 |
| VA | RA | APPROVED | 2024-04-15 |
| WA | RA | APPROVED | 2024-02-01 |
| OH | RA | APPROVED | 2021-01-07 |
| AR | RA | APPROVED | 2019-06-07 |
| GA | RA | APPROVED | 2015-05-21 |
| UT | RA | APPROVED | 2015-05-18 |
| NC | RA | APPROVED | 2015-05-15 |
Branch Locations
920 5Th Avenue Suite 1375, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Seattle | WA | 04/2015 | Present |
| Hsbc Bank Usa, N.A. | Seattle | WA | 08/2016 | Present |
Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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