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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-02-25 |
| ND | RA | APPROVED | 2022-10-18 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States
Moorhead, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Moorehead | MN | 01/2007 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Moorehead | MN | 11/2016 | 10/2022 |
| Rbc Capital Markets, Llc | Fargo | ND | 10/2022 | Present |
NAME OF ENTITY: Dilworth Fire Department ADDRESS: 709 1St Ave NW, Dilworth, MN 56529 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Firefighter CAPACITY: Employee START DATE: 10/01/17 DUTIES: firefighting duties HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-19 |
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