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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-22 |
| CA | RA | APPROVED | 2025-10-15 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
Mesa, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2014 | 10/2018 |
| Bank Of America, N.A. | Chandler | AZ | 07/2014 | 10/2018 |
| Bancwest Investment Services | Tempe | AZ | 11/2018 | 07/2023 |
| Bank Of The West | Tempe | AZ | 11/2018 | 07/2023 |
| Lpl Financial Llc | Tempe | AZ | 07/2023 | 04/2024 |
| Morgan Stanley | Gilbert | AZ | 04/2024 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2025 | Present |
| Bank Of America, N.A. | Chandler | AZ | 10/2025 | Present |
I*2976271, Entity Type: , Name of OBA: Mando Mercs Costume Club, Address: mocksvile, North Carolina, 27028, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/21/2025, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: organize and disseminate event requests from non profits to members, record attendance and charity hours. Fraternal Club. Participates in charitable events for non profits such as make a wish and childrens hospital through star wars cosplay
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-25 |
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