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Bradley Michael Rodgers

Charles Schwab & Co., Inc.

Coral Gables, FL

Sarasota, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-02
TX RA APPROVED_RES 2023-05-02
TN RA APPROVED 2022-01-27
  • FL RA
    APPROVED
    Since 2023-05-02
  • TX RA
    APPROVED_RES
    Since 2023-05-02
  • TN RA
    APPROVED
    Since 2022-01-27

Branch Locations

110 Merrick Way Suite 1, Coral Gables, FL 33134-5236 • United States

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Sarasota FL 05/2014 06/2024
Charles Schwab And Co., Inc. Sarasota FL 12/2022 Present
  • 05/2014 → 06/2024
    Td Ameritrade
    Sarasota, FL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Sarasota, FL
Previous Registrations
  • 2014-12-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    The Villages, FL
    Nashville, TN
    Sarasota, FL
  • 2014-12-16 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
    Omaha, NE
    Westlake, TX
    The Villages, FL
    Nashville, TN
    Sarasota, FL
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-15
S63 Uniform Securities Agent State Law Examination 2014-06-19
  • S66 Uniform Combined State Law Examination
    2014-12-15
  • S63 Uniform Securities Agent State Law Examination
    2014-06-19
Designations
Other Names
  • Brad Rodgers

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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