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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-08
  • FL RA
    APPROVED
    Since 2020-12-08

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Apollo Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Andover MA 04/2014 Present
  • 04/2014 → Present
    Gwfs Equities, Inc.
    Andover, MA
Other Businesses

1) Worldventures - independent business owner, started direct sales career in December 2012 for the company, not an employee, selling travel memberships for the number one travel club in the world. April 2017. 2) Self / Amazon Seller.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-10
S63 Uniform Securities Agent State Law Examination 2014-07-01
  • S66 Uniform Combined State Law Examination
    2020-11-10
  • S63 Uniform Securities Agent State Law Examination
    2014-07-01

View on SEC IAPD

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