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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-21 |
| FL | RA | APPROVED | 2020-12-17 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Miami | FL | 03/2015 | 02/2020 |
| Ubs Financial Services Inc | Miami | FL | 03/2020 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 09/2020 | 12/2020 |
| Morgan Stanley | Aventura | FL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-27 |
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