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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-12
IL RA APPROVED 2024-02-09
NJ RA APPROVED 2015-12-02
  • OH RA
    APPROVED
    Since 2025-03-12
  • IL RA
    APPROVED
    Since 2024-02-09
  • NJ RA
    APPROVED
    Since 2015-12-02

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

200 E. Main Street, Fort Wayne, IN 46801 • United States

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

5 Revere Drive, Suite 500 1 Northbrook Place, Northbrook, IL 60062 • United States

303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Fs Weehawken NJ 08/2015 Present
  • 08/2015 → Present
    Ubs Fs
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-25
  • S66 Uniform Combined State Law Examination
    2015-11-25

View on SEC IAPD

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