Joshua Wayne Wells

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-05-18

TN RA
APPROVED

Since 2022-05-18

Branch Locations

1929 Mcarthur Street, Manchester, TN 37355 • United States

2459 Decherd Blvd, Winchester, TN 37398 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ascend Federal Credit Union	Tullahoma	TN	11/2006	Present
Cuna Brokerage Services, Inc	Waverly	IA	04/2014	Present
Lpl Financial Llc	Manchester	TN	05/2022	Present

11/2006 → Present

Ascend Federal Credit Union

Tullahoma, TN
04/2014 → Present

Cuna Brokerage Services, Inc

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Manchester, TN

Previous Registrations

2014-08-07 → 2022-05-18

Cuna Brokerage Services, Inc.

Tullahoma, TN

Manchester, TN

Other Businesses

1) 05-18-2022-No Business Name- Investment Related-Notary- START DATE: 3/13/2020- 0 Hours Per Month/- 2) 05-18-2022- Ascend Retirement & Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-07

S66 Uniform Combined State Law Examination

2014-08-07

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews