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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2018 | Present |
| Chem-Trend L.P. | Howell | MI | 07/2016 | 05/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1. CHEM-TREND LP, 1445 W MCPHERSON PARK DR, HOWELL, MI, 1/2014 AS SR. TECHNICAL SPECIALIST. NIR - 40/WK - 6/TRADING. 2. BUSH INSURANCE, 110 W FORT ST, MANCHESTER, NC, 4/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. A&O FINANCIAL SERVICES, 304 N SPRING ST, MANCHESTER, TN, CO-OWNER LLC, 12/30/19, INV REL, 20/WK- 4/TRADING 5. HENLEY SALES AND CONSULTING, LLC, 354 Big Falls Cir., Manchester TN 37355-1519, United States, 09/01/2025, Owner, Retail Sales/Distribution, NIR, 10 HR/MO - 0 HR/MO TRADING 6. A&O FINANCIAL SERVICES, 304 N. Spring St., Manchester TN 37355, 12/2019, Owner, Insurance/Benefits/Human Resources, INV REL, 80 HR/MO, 16 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-10 |
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