Inactive

Michael Raymond Smith

Pw Nova Financial Services LLC

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Current Employers

Pw Nova Financial Services Llc

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-10
TX	RA	APPROVED	2025-02-06
PA	RA	APPROVED	2025-01-06

FL RA
APPROVED

Since 2025-06-10
TX RA
APPROVED

Since 2025-02-06
PA RA
APPROVED

Since 2025-01-06

Branch Locations

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Yardley	PA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Yardley	PA	11/2016	03/2018
Wells Fargo Advisors Financial Network, Llc	Newtown	PA	03/2018	03/2021
Jmac Enterprises Llc	Newtown	PA	03/2021	03/2025
Jw Nova Wealth Partners	Newtown	PA	01/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Yardley, PA
11/2016 → 03/2018

Wells Fargo Clearing Services, Llc

Yardley, PA
03/2018 → 03/2021

Wells Fargo Advisors Financial Network, Llc

Newtown, PA
03/2021 → 03/2025

Jmac Enterprises Llc

Newtown, PA
01/2025 → Present

Jw Nova Wealth Partners

Newtown, PA

Previous Registrations

2021-03-25 → 2025-04-24

Jmac Enterprises Llc

Newtown, PA
2018-03-23 → 2021-04-29

Wells Fargo Advisors Financial Network, Llc

Miami Beach, FL

Newtown, PA
2007-06-14 → 2018-03-23

Wells Fargo Clearing Services, Llc

Yardley, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-13

S66 Uniform Combined State Law Examination

2007-06-13

Designations

Other Names

Michael Smith
Michael R Smith

View on SEC IAPD

Other Firms

INSIGHT ADVISORS, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

PARK AVENUE SECURITIES LLC

LPL FINANCIAL LLC

JMAC ENTERPRISES LLC

PNC WEALTH MANAGEMENT LLC

Other Investors

RYAN SCOTT DAVIES

KEITH LEE BECKER

MATTHEW MCINERNEY

Jeffrey Cholish

Matthew Joseph Charles

Other Offices

INSIGHT ADVISORS, LLC · NEWTOWN, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWTOWN, PA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NEWTON, PA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Newtown, PA

PARK AVENUE SECURITIES LLC · NEWTON, PA

PARK AVENUE SECURITIES LLC · NEWTOWN, PA

EDWARD JONES · NEWTOWN, PA

LPL FINANCIAL LLC · NEWTOWN, PA

More in Newtown, PA

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