Best Investors Account Sign in
Inactive

Michael Raymond Smith

Pw Nova Financial Services LLC

Newtown, PA

CRD 5126990

Claim This Profile
Employer firm

Pw Nova Financial Services LLC CRD 333595

$654M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pw Nova Financial Services Llc

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-10
TX RA APPROVED 2025-02-06
PA RA APPROVED 2025-01-06
  • FL RA
    APPROVED
    Since 2025-06-10
  • TX RA
    APPROVED
    Since 2025-02-06
  • PA RA
    APPROVED
    Since 2025-01-06

Branch Locations

201 South State St. Suite 1A, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Yardley PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Yardley PA 11/2016 03/2018
Wells Fargo Advisors Financial Network, Llc Newtown PA 03/2018 03/2021
Jmac Enterprises Llc Newtown PA 03/2021 03/2025
Jw Nova Wealth Partners Newtown PA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-13
  • S66 Uniform Combined State Law Examination
    2007-06-13
Designations
  • Certified Financial Planner
Other Names
  • Michael Smith
  • Michael R Smith

View on SEC IAPD

Nearby Firms

INSIGHT ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

RYAN SCOTT DAVIES
CARLA L. SIMON
JAMES WONG

Nearby Offices

INSIGHT ADVISORS, LLC · NEWTOWN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWTOWN, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NEWTON, PA

More in Newtown, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor