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Current Employers
Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-19
  • TX RA
    APPROVED
    Since 2025-12-19

Branch Locations

6860 N Dallas Pkwy Suite 200, Plano, TX 75024 • United States

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Cedar Rapids IA 04/2014 06/2017
Transamerica Investors Securities Corporation Cedar Rapids IA 05/2014 06/2017
Qualified Plan Solutions Wichita KS 07/2017 12/2018
Milliman Dallas TX 12/2018 12/2019
Newport Group Dallas TX 12/2019 06/2022
Trinity Pension Con Akron OH 03/2023 12/2023
T Bank N.A. Dallas TX 08/2024 11/2024
Ima Advisory Services Denver CO 11/2024 06/2025
Self Dallas TX 12/2023 08/2024
Merlux Pool Dallas TX 06/2022 10/2022
Self Dallas TX 11/2022 01/2023
Proservice Of Hawaii Honolulu HI 09/2025 12/2025
Self Dallas TX 06/2025 09/2025
Financial & Tax Architects, Llc Plano TX 12/2025 Present
  • 04/2014 → 06/2017
    Transamerica Retirement Solutions
    Cedar Rapids, IA
  • 05/2014 → 06/2017
    Transamerica Investors Securities Corporation
    Cedar Rapids, IA
  • 07/2017 → 12/2018
    Qualified Plan Solutions
    Wichita, KS
  • 12/2018 → 12/2019
    Milliman
    Dallas, TX
  • 12/2019 → 06/2022
    Newport Group
    Dallas, TX
  • 03/2023 → 12/2023
    Trinity Pension Con
    Akron, OH
  • 08/2024 → 11/2024
    T Bank N.A.
    Dallas, TX
  • 11/2024 → 06/2025
    Ima Advisory Services
    Denver, CO
  • 12/2023 → 08/2024
    Self
    Dallas, TX
  • 06/2022 → 10/2022
    Merlux Pool
    Dallas, TX
  • 11/2022 → 01/2023
    Self
    Dallas, TX
  • 09/2025 → 12/2025
    Proservice Of Hawaii
    Honolulu, HI
  • 06/2025 → 09/2025
    Self
    Dallas, TX
  • 12/2025 → Present
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-21
  • S65 Uniform Investment Adviser Law Examination
    2025-04-21

View on SEC IAPD

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