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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-09 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2015 | 06/2017 |
| Kestra Investment Services, Llc | Austin | TX | 06/2017 | Present |
| Kestra Advisory Services, Llc | Austin | TX | 06/2017 | Present |
Business Name: Sam Arnott Investment Related: No Address: 8801 N FM 620 N #1432 Austin TX 78726 Nature of Business: Other Other/None of the Above None Position, Title or Relationship: Official Start Date: 11/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Officiate high school wrestling matchesBusiness Name: Uber Investment Related: No Address: 1455 Market St #400 San Francisco CA 94103 Nature of Business: Other Other/None of the Above Driving Position, Title or Relationship: Driver / Independent Contractor Start Date: 6/22/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Driving
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
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