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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-03 |
Branch Locations
10733 Sunset Office Drive Suite 259A, Sunset Hills, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | St. Louis | MO | 09/2001 | 11/2023 |
| Butler Associates Financial Planners, Inc. | St. Louis | MO | 01/1999 | Present |
| Osaic Wealth, Inc. | St. Louis | MO | 11/2023 | Present |
1) BUTLER ASSOCIATES FINANCIAL PLANNERS INC. POSITION: other participant NATURE: DBA Name that is used on various marketing materials such as our company logo for Butler Associates Financial Planners INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2022 ADDRESS: 10733 Sunset Office Dre, Ste 259A, Saint Louis MO 63127, United States DESCRIPTION: This is DBA name that is used on various marketing materials such as our company logo for Butler Associates Financial Planners, Inc. 2) SHORE GROUP ADVISORS LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Ste. 259A, Saint Louis MO 63127, United States DESCRIPTION: Sales/Marketing of Securities, investment advisory and insurance products 3) SHORE GROUP ADVISORS FIXED INSURANCE LLC POSITION: Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2026 ADDRESS: 10733 Sunset Office Dr, Ste 259A, Saint Louis MO 63127, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-14 |
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