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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-27
MO RA APPROVED 2002-08-01
  • TX RA
    APPROVED_RES
    Since 2018-01-27
  • MO RA
    APPROVED
    Since 2002-08-01

Branch Locations

10825 Watson Rd Ste 110, Sunset Hills, MO 63127-1031 • United States

Saint Louis, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Louis MO 07/1999 03/2020
Ameriprise Financial Services, Llc Sunset Hills MO 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 3016 Victor Street St Louis MO 63104This is a two family home th, ,; ; . Board of Directors; STL LGBTQ Chamber of Commerce; President; PO Box 16723, , Clayton, MO, 63105; Not Investment-Related; 01/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / FBISTLCAAA FBI STL Citizens Academy Alumni Association; member; na, , na, MO, 00000; Not Investment-Related; 08/01/2020; 1 to 9 hours per month; 0 during trading hours / Joint Venture; member; 20 Waterman Blvd, , St Louis, MO, 63108; Not Investment-Related; 09/04/1995; 1 to 9 hours per month; 0 during trading hours / Jew United For Justice; member; po box 50273, , St Louis, MO, 63105; Not Investment-Related; 01/02/2001; 1 to 9 hours per month; 0 during trading hours / Workers Rights Board of the MO Jobs with Justice (JWJ); member; 2725 Clifton Avenue, , St Louis, MO, 63139; Not Investment-Related; 09/07/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; freelance photographer and journalist; photographer and journalist; ; 3016B Victor Street St Louis MO 63104, ,; ; 11/17/2011; 1 to 9 hours per month; / LEAD STL; Program Trainer; Nor for profit youth education; 3115 S Grand Blvd, , St Louis, MO, 63118; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-30
S63 Uniform Securities Agent State Law Examination 1999-09-24
  • S65 Uniform Investment Adviser Law Examination
    2002-07-30
  • S63 Uniform Securities Agent State Law Examination
    1999-09-24

View on SEC IAPD

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