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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services Inc | Atlanta | GA | 04/2014 | 08/2018 |
| Suntrust | Durham | NC | 01/2013 | 08/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 08/2018 |
| Bb&T | Durham | NC | 08/2018 | 01/2019 |
| Bb&T Securities, Llc | Richmond | VA | 08/2018 | Present |
| Bb&T | Durham | NC | 01/2019 | Present |
| Bb&T Investments | Charlotte | NC | 08/2018 | Present |
| Truist Investment Services, Inc. | Durham | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
RED BARN NATURALS POSITION: Co-Owner NATURE: Our farm raises pure-bred dairy goats. We utilize the goat milk to hand make natural and organic personal care products. INVESTMENT RELATED: No NUMBER OF HOURS: 44 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1100 Pine Ridge Road, Henderson NC 27537 THE HOMESTEAD POSITION: Owner NATURE: Production of agriculture INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2024 ADDRESS: Henderson NC, United States DESCRIPTION: Owner of agricultural business - oversight, planning, and management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-18 |
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