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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

1414 Raleigh Rd, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Inc Atlanta GA 04/2014 08/2018
Suntrust Durham NC 01/2013 08/2018
Suntrust Advisory Services Atlanta GA 09/2016 08/2018
Bb&T Durham NC 08/2018 01/2019
Bb&T Securities, Llc Richmond VA 08/2018 Present
Bb&T Durham NC 01/2019 Present
Bb&T Investments Charlotte NC 08/2018 Present
Truist Investment Services, Inc. Durham NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 04/2014 → 08/2018
    Suntrust Investment Services Inc
    Atlanta, GA
  • 01/2013 → 08/2018
    Suntrust
    Durham, NC
  • 09/2016 → 08/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2018 → 01/2019
    Bb&T
    Durham, NC
  • 08/2018 → Present
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → Present
    Bb&T
    Durham, NC
  • 08/2018 → Present
    Bb&T Investments
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Durham, NC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-08-15 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Durham, NC
    Richmond, VA
  • 2016-11-04 → 2018-08-02
    Durham, NC
    Durham, NC
    Durham, NC
    Durham, NC
Other Businesses

RED BARN NATURALS POSITION: Co-Owner NATURE: Our farm raises pure-bred dairy goats. We utilize the goat milk to hand make natural and organic personal care products. INVESTMENT RELATED: No NUMBER OF HOURS: 44 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1100 Pine Ridge Road, Henderson NC 27537 THE HOMESTEAD POSITION: Owner NATURE: Production of agriculture INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2024 ADDRESS: Henderson NC, United States DESCRIPTION: Owner of agricultural business - oversight, planning, and management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-04
S63 Uniform Securities Agent State Law Examination 2014-08-18
  • S65 Uniform Investment Adviser Law Examination
    2016-11-04
  • S63 Uniform Securities Agent State Law Examination
    2014-08-18
Designations
Other Names
  • Tabitha J Concepcion

View on SEC IAPD

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