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Zachary A Vie

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Tempe, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-25
MD RA APPROVED 2016-01-08
TX RA APPROVED_RES 2015-11-20
  • CA RA
    APPROVED
    Since 2019-06-25
  • MD RA
    APPROVED
    Since 2016-01-08
  • TX RA
    APPROVED_RES
    Since 2015-11-20

Branch Locations

1825 E Buckeye Rd, Phoenix, AZ 85034 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 04/2014 Present
Bank Of America, N.A. Hunt Valley MD 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-30
S63 Uniform Securities Agent State Law Examination 2014-07-24
  • S66 Uniform Combined State Law Examination
    2015-12-30
  • S63 Uniform Securities Agent State Law Examination
    2014-07-24
Other Names
  • Zachary Alexander Vie

View on SEC IAPD

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