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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-18 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Cedar Park | TX | 05/2026 | Present |
| Wells Fargo Bank, Na | Cedar Park | TX | 05/2026 | Present |
| Santander Bank Na | Lodi | NJ | 01/2016 | 03/2018 |
| Santander Securities Llc | Elizabeth | NJ | 01/2016 | 03/2018 |
| Citigroup Global Markets Inc. | Fort Lee | NJ | 03/2018 | 02/2019 |
| Investors Bancorp Inc | New Providence | NJ | 02/2019 | 07/2021 |
| Cetera Investment Advisers Llc | Hillside | NJ | 02/2019 | 07/2021 |
| Cetera Investment Services Llc | Hillside | NJ | 02/2019 | 07/2021 |
| Pnc Investments | New Braunfels | TX | 08/2021 | 01/2022 |
| Equitable Financial Life Insurance Co. | Leander | TX | 03/2022 | 07/2022 |
| Equitable Advisors, Llc | Leander | TX | 03/2022 | 07/2022 |
| Pnc Financial Services Group, Inc. | New Braunfels | TX | 08/2021 | 01/2022 |
| Citibank | Fort Lee | NJ | 03/2018 | 02/2019 |
| Massachusetts Mutual Life Insurance Co | Springfield | MA | 03/2016 | 10/2019 |
| Lyft | San Francisco | CA | 11/2018 | Present |
| Uber, | San Francisco | CA | 04/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Cedar Park | TX | 09/2022 | 01/2026 |
| Jp Morgan Securities, Llc | Cedar Park | TX | 09/2022 | 01/2026 |
Entity Name: Uber, Investment related: No Address: 1515 Third Street in San Francisco, CA 94158 Nature of the other business: Food Delivery Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Food delivery service for Uber eats and rideshare
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-01 |
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