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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

920 N Lakeline Blvd, Cedar Park, TX 78613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Cedar Park TX 05/2026 Present
Wells Fargo Bank, Na Cedar Park TX 05/2026 Present
Santander Bank Na Lodi NJ 01/2016 03/2018
Santander Securities Llc Elizabeth NJ 01/2016 03/2018
Citigroup Global Markets Inc. Fort Lee NJ 03/2018 02/2019
Investors Bancorp Inc New Providence NJ 02/2019 07/2021
Cetera Investment Advisers Llc Hillside NJ 02/2019 07/2021
Cetera Investment Services Llc Hillside NJ 02/2019 07/2021
Pnc Investments New Braunfels TX 08/2021 01/2022
Equitable Financial Life Insurance Co. Leander TX 03/2022 07/2022
Equitable Advisors, Llc Leander TX 03/2022 07/2022
Pnc Financial Services Group, Inc. New Braunfels TX 08/2021 01/2022
Citibank Fort Lee NJ 03/2018 02/2019
Massachusetts Mutual Life Insurance Co Springfield MA 03/2016 10/2019
Lyft San Francisco CA 11/2018 Present
Uber, San Francisco CA 04/2019 Present
Jp Morgan Chase Bank, N.A. Cedar Park TX 09/2022 01/2026
Jp Morgan Securities, Llc Cedar Park TX 09/2022 01/2026
  • 05/2026 → Present
    Cedar Park, TX
  • 05/2026 → Present
    Wells Fargo Bank, Na
    Cedar Park, TX
  • 01/2016 → 03/2018
    Santander Bank Na
    Lodi, NJ
  • 01/2016 → 03/2018
    Elizabeth, NJ
  • 03/2018 → 02/2019
    Fort Lee, NJ
  • 02/2019 → 07/2021
    Investors Bancorp Inc
    New Providence, NJ
  • 02/2019 → 07/2021
    Hillside, NJ
  • 02/2019 → 07/2021
    Cetera Investment Services Llc
    Hillside, NJ
  • 08/2021 → 01/2022
    Pnc Investments
    New Braunfels, TX
  • 03/2022 → 07/2022
    Equitable Financial Life Insurance Co.
    Leander, TX
  • 03/2022 → 07/2022
    Leander, TX
  • 08/2021 → 01/2022
    Pnc Financial Services Group, Inc.
    New Braunfels, TX
  • 03/2018 → 02/2019
    Citibank
    Fort Lee, NJ
  • 03/2016 → 10/2019
    Massachusetts Mutual Life Insurance Co
    Springfield, MA
  • 11/2018 → Present
    Lyft
    San Francisco, CA
  • 04/2019 → Present
    Uber,
    San Francisco, CA
  • 09/2022 → 01/2026
    Jp Morgan Chase Bank, N.A.
    Cedar Park, TX
  • 09/2022 → 01/2026
    Cedar Park, TX
Previous Registrations
Other Businesses

Entity Name: Uber, Investment related: No Address: 1515 Third Street in San Francisco, CA 94158 Nature of the other business: Food Delivery Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2019 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Food delivery service for Uber eats and rideshare

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-19
S63 Uniform Securities Agent State Law Examination 2016-02-01
  • S66 Uniform Combined State Law Examination
    2016-12-19
  • S63 Uniform Securities Agent State Law Examination
    2016-02-01
Other Names
  • Jaime Luis Diaz
  • Jaime L Diaz
  • Jaime Diaz

View on SEC IAPD

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