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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-16 |
| WA | RA | APPROVED | 2020-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Seattle | WA | 04/2014 | Present |
| Jpmorgan Chase Bank | Seattle | WA | 05/2013 | 10/2020 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-08 |
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