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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-16
WA RA APPROVED 2020-10-16
  • TX RA
    APPROVED
    Since 2020-10-16
  • WA RA
    APPROVED
    Since 2020-10-16

Branch Locations

17314 140Th Ave Se, Renton, WA 98058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Seattle WA 04/2014 Present
Jpmorgan Chase Bank Seattle WA 05/2013 10/2020
Jpmorgan Chase Bank, N.A. Seattle WA 10/2020 Present
  • 04/2014 → Present
    Seattle, WA
  • 05/2013 → 10/2020
    Jpmorgan Chase Bank
    Seattle, WA
  • 10/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-30
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S66 Uniform Combined State Law Examination
    2020-09-30
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08

View on SEC IAPD

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