Nicholas Fanning

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Edward Jones
  St. Louis, MO
• 11/2016 → 07/2018
  Usaa Financial Advisors, Inc
  Tampa, FL
• 11/2016 → 06/2018
  Usaa Financial Planning Services Inc
  Tampa, FL
• 03/2017 → Present
  Aok Family, Llc
  St. Petersburg, FL
• 01/2018 → 06/2018
  Usaa Investment Management Company
  San Antonio, TX
• 11/2018 → 12/2021
  Transamerica Retirement Solutions
  Saint Petersburg, FL
• 11/2018 → 12/2021
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 01/2022 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2018-11-27 → 2022-01-07
  Transamerica Retirement Advisors, Llc
  St. Petersburg, FL
• 2018-01-08 → 2018-07-17
  Usaa Investment Services Company
  San Antonio, TX
• 2016-12-12 → 2018-01-08
  Usaa Financial Planning Services
  Tampa, FL
  Tampa, FL
• 2015-10-21 → 2016-11-17
  Edward Jones
  San Antonio, TX
  St Louis, MO
  Tempe, AZ
  San Antonio, TX
  St Louis, MO
  Alamo Heights, TX
  Alamo Heights, TX

Exams

• S66 Uniform Combined State Law Examination
  2015-10-04

Other Names

• Nicholas Fanning
• Nicholas David Fanning