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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
MD RA APPROVED 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • MD RA
    APPROVED
    Since 2014-08-04

Branch Locations

39 E Churchville Rd, Bel Air, MD 21014 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 04/2014 Present
Bank Of America, N.A. Baltimore MD 09/2014 Present
Other Businesses

I*4645299 Entity Type: Charitable Name of OBA: Scouting USA Address: Towson, Maryland, 21204 Investment Related: No Position, Title, Association: Committee Employee Start Date: 01/01/2025 Number of Hours: 2, Weekly Number of Hours during trading: 0 Duties: Youth development. Attend monthly camping trips and weekly scout meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-02
  • S66 Uniform Combined State Law Examination
    2014-08-02

View on SEC IAPD

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