Adam David Gooley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2023
  Minnesota Life Ins Co
  St Paul, MN
• 07/2015 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 08/2015 → 10/2021
  Cri Securities, Llc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Cetera Advisors Llc
  St. Cloud, MN

Previous Registrations

• 2017-04-03 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
• 2017-04-03 → 2021-11-08
  Cri Securities, Llc
  St Paul, MN
• 2014-11-24 → 2015-04-30
  Equitable Advisors, Llc
  Plymouth, MN
  Minneapolis, MN
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2014-11-10

Other Names

• Adam Gooley