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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

425 W Water St. Ste. 110, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
Grant Thornton, Llp Appleton WI 10/2015 12/2018
Knuth Financial Life Planning Appleton WI 12/2018 Present
  • 04/2014 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Fairfield, IA
  • 10/2015 → 12/2018
    Grant Thornton, Llp
    Appleton, WI
  • 12/2018 → Present
    Knuth Financial Life Planning
    Appleton, WI
Other Businesses

1) THE 513 APPLETON LLC, 805 S STATE ST APPLETON WI, 01/01/20, NIR, OWNER, BOOKKEEPING AND TAX PREP, 5 HR/MONTH 0 HR/MONTH TRADING 2) KNUTH WORLDWIDE LLC, 805 S STATE ST APPLETON WI, 07/01/16, NIR, OWNER, RESIDENTIAL REAL ESTATE LEASING, 1 HR/MONTH 0 HR/MONTH TRADING 3) BELA DEVELOPMENT LLC, 805 S STATE ST APPLETON WI, BOOKKEEPING AND TAX PREP, 10/01/19, OWNER, BOOKEEPING AND TAX PREP, 2 HR/MONTH 0 HR/MONTH TRADING 4) KNUTH COMPANIES LLC, 805 S STATE ST APPLETON WI, RESIDENTIAL REAL ESTATE LEASING, 01/01/19, NIR, OWNER, 4 HR/MONTH 0 HR/MONTH TRADING 5) KNUTH FINANCIAL LIFE PLANNING, 901 S LAWE ST APPLETON WI, INSURANCE AGENT/SALES, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/20, INV REL, 30 HR/YR- 1 TRADING HR 6) APPLETON DOWNTOWN INC, 333 W COLLEGE AVE STE 100 APPLETON WI, BOARD MEMBER, 03/01/20, NIR, 1 HR/MONTH 0 HR/MOTNH TRADING 7) CREATIVE DOWNTOWN INC, 333 W COLLEGE STE 100 APPLETON WI, BOARD MEMBER, 03/01/20, NIR, .5 HR MO- 0/TRADING HR 8) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 9) APPLETON LIVING LLC, 805 S STATE ST APPLETON WI 54911, 03/2021, OWNER, REAL ESTATE, NIR, 2 HR/MONTH 0 HR/MONTH TRADING 10) LAWRENCE LIVING LLC, 805 S STATE ST APPLETON WI 54911, 01/2022, OWNER, REAL ESTATE, 2 HR/MONTH 0 HR/MONTH TRADING 11) KNUTH FINANCIAL LIFE PLANNING, 425 W. Water St, Appleton, WI 54911, 01/01/2020, Owner, Insurance/Benefits/Human Resources, IR, 200 HR/MO - 200 HR/MO TRADING 12) KNUTH'S 80 LLC, E25340 Cty Rd M, Augusta, WI 54722, 01/01/2026, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-12

View on SEC IAPD

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