Xiao Wen Luo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2020
  Morgan Stanley
  San Francisco, CA
• 04/2020 → 09/2021
  Ubs Financial Services Inc.
  San Francisco, CA
• 10/2021 → 04/2023
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA
• 07/2024 → Present
  Ubs
  San Francisco, CA
• 05/2023 → 06/2024
  Unemployed
  San Francisco, CA

Previous Registrations

• 2021-11-23 → 2023-04-08
  J.P. Morgan Securities Llc
  San Francisco, CA
• 2020-04-23 → 2021-10-22
  Ubs Financial Services Inc.
  San Francisco, CA
• 2016-05-13 → 2020-04-17
  Morgan Stanley
  San Francisco, CA
  Menlo Park, CA

Other Businesses

1) NAME OF OTHER BUSINESS: Xiao Wen Luo / INVESTMENT RELATED?: Yes / ADDRESS: 1333 Revere Avenue San Francisco CA 94124/ NATURE OF THE BUSINESS: Real Estate, Renting out the property to tenants/ POSITION: Proprietor / owner/ DUTIES: Landlord duties/ START DATE: 3/1/2013; During business hours: 0; After business hours: 1; Landlord 2) Entangle and Sway/ not business investment-related/ 2791 Bush Street, San Francisco, CA, 94115 US/ fitness/ instructor/start date:6/18/2021 / I spent about 16 hours a month to this / Zero hours devote to other business during securities trading hours. Fitness instructor.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-13

Other Names

• Xiao Wen Luo
• Betty Luo
• Xiao Wen Luo
• Xiaowen Luo