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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-08-30 |
| OR | RA | APPROVED | 2023-07-27 |
| AZ | RA | APPROVED | 2023-06-29 |
| CA | RA | APPROVED | 2021-07-20 |
Branch Locations
18837 Brookhurst St Ste 206, Fountain Valley, CA 92708 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ken Tran Insurance Agency | Orange | CA | 12/2014 | 07/2021 |
| State Farm Vp Management Corp | Orange | CA | 12/2014 | 07/2021 |
| State Farm Investment Management Corp | Fountain Valley | CA | 09/2018 | 06/2019 |
| State Farm Investment Management Corp | Fountain Valley | CA | 07/2021 | Present |
| State Farm Vp Management Corp. | Fountain Valley | CA | 08/2021 | Present |
| Ken Tran Insurance Agency | Fountain Valley | CA | 07/2021 | Present |
1) Ken Tran's Insurance Agency; Insurance Agency; Investment-related; 18837 Brookhurst St Ste 206 Fountain Vly, CA 92708-7302; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2014; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-06 |
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