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Alexandra D Frazier

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kingsport, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-02
TN RA APPROVED 2017-10-18
  • TX RA
    APPROVED
    Since 2018-01-02
  • TN RA
    APPROVED
    Since 2017-10-18

Branch Locations

7 Sheridan Sq, Kingsport, TN 37660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingsport TN 07/2017 Present
Mcenroe, Gotsdiner, Brewer, Steinbach & Rothman, P.C. West Des Moines IA 05/2016 02/2017
Unemployed Johnson City TN 02/2017 07/2017
Bank Of America, N.A. Kingsport TN 09/2017 Present
  • 07/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kingsport, TN
  • 05/2016 → 02/2017
    Mcenroe, Gotsdiner, Brewer, Steinbach & Rothman, P.C.
    West Des Moines, IA
  • 02/2017 → 07/2017
    Unemployed
    Johnson City, TN
  • 09/2017 → Present
    Bank Of America, N.A.
    Kingsport, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2017-10-13
Other Names
  • Alexandra Diane Frazier
  • Alexandra Frazier Montello

View on SEC IAPD

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