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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-17
CA RA APPROVED 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2026-08-17
  • CA RA
    APPROVED
    Since 2020-12-04

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

25015 Blue Ravine Rd, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Folsom CA 03/2011 Present
Wells Fargo Advisors Llc Folsom CA 04/2014 11/2016
Wells Fargo Clearing Services, Llc Folsom CA 11/2016 Present
  • 03/2011 → Present
    Wells Fargo Bank Na
    Folsom, CA
  • 04/2014 → 11/2016
    Wells Fargo Advisors Llc
    Folsom, CA
  • 11/2016 → Present
    Folsom, CA
Other Businesses

BUCKEYE SCHOOL DISTRICT ; NOT INV RELATED; EL DORADO HILLS,CA; COACHING;ASSISTANT BASKETBALL COACH ; START DATE: 12/15/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-04
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2020-12-04
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12

View on SEC IAPD

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